Sep 24, 2019As a securities lawyer, the primary focus is working for corporate clients. Every large firm that is trading its stock on the securities market typically has a securities lawyer or firm on retainer. In addition to this role, securities lawyers can work for government agencies in enforcement or ligation. Jul 18, 2017A securities fraud lawyer will be able to assess your circumstances and help you answer this question. When you invest in any type of securities, you are not guaranteed success. As investors, we all know that the market offers both upsides and downsides. A securities lawyer handles the financial assets of their clients, whether for minor issues or lawsuits. The educational path to become a securities lawyer is parallel to that of all types of lawyers; graduating college and law school, and passing the bar exam to earn licensure. Aug 14, 2014A career as a securities lawyer is an excellent choice for individuals with a strong interest in securities law. Securities lawyers must have a solid understanding of the concepts, rules, and regulations of securities laws. Detail orientation, patience, critical thinking, and good problem solving skills are essential characteristics. Jul 18, 2017As such, there have been many different state and federal laws enacted to regulate these products. Securities laws work to both to 1) promote market efficiency and 2) protect investors. At the Sonn Law Group, our firm is passionate about protecting the rights and interests of investors. Securities lawyers work in many different arenas. Often, these lawyers work for big corporations to help these corporations comply with securities laws. They may also work as litigators in both civil and criminal courts to help enforce securities laws. Finally, the Securities and Exchange Commission. A securities lawyer is an attorney that specializes in the often complex and changing laws and regulations that apply to financial investments. These specialists can provide significant benefits to you both in planning your investments as well as in recovering any losses from wrongdoing. Mar 18, 2019A simple definition of a security is any proof of ownership or debt that has been assigned a value and may be sold. (Today, evidence of ownership is likely to be a computer file, while once it was. Feb 06, The Ascent Law 8833 South Redwood Road Suite C West Jordan, UT (801) For More Information About Securities Law, Please V Apr 21, 2019For example, securities attorneys may represent a corporation's shareholders in a securities fraud lawsuit against the corporation's officers and directors, or they may assist clients in matters involving the breach of SEC regulations. What Does a Securities Lawyer Do? If youre an investor or shareholder in a company, a securities attorney protects you by ensuring a company is following all the rules and regulations that are associated with selling stock. Any time that a company is giving equity in their company to somebody else, meaning stock or membership in their company, theyre in the realm of securities law, and securities attorneys make sure that they help the companies comply with those federal and state laws.